Purpose and Introduction
This document sets out a simplified compliance management maturity scale. It is intended to allow the risk and compliance professionals to undertake a relatively high-level maturity assessment of the organisation’s compliance management capabilities.

Scope & Application
This document is intended to be high level and provides the assessment scale and attributes for the key components of Compliance Management Governance and Framework. While applicable to all organisations, it may not include sufficient detail for regulated organisations such as superannuation funds, banks, insurers.